Prime Compliance Suite addresses key concerns facing
brokers and dealers with innovative
and powerful solutions.
The Challenge
Increasingly, regulators are looking
for securities firms to provide evidence
of anti-money laundering efforts and
customer identity verification. Furthermore,
the USA Patriot Act requires securities
firms conduct OFAC filtering.
The Solution
Metavante Risk and Compliance Solutions offers several products of interest
to securities firms, including OFAC Reporter and EDD Reporter.
OFAC Reporter enables a firm to meet the regulatory
demands of the Office of Foreign Assets Control, while
EDD Reporter provides powerful identity verification
tools useful in constructing customer acceptance models.
Metavante also offers BSA Reporter,
a tool useful in construct risk profiles to combat fraud
and money laundering.
The Benefits
Prime Compliance Suite provides
an integrated solution to the problems
of regulatory compliance, customer verification
and anti-fraud requirements. Metavante offers
the most cost-effective solution in
the industry.
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